Family
system adjustment and adaptive reconstruction of social reality among the 1995
earthquake survivors[1]
Shigeo Tatsuki[2]
and Haruo Hayashi[3]
International Journal of Japanese
Sociology, 9, 2000, 81-110
Abstract
The
1995 Great Hanshin-Awaji earthquake resulted in immense imbalances among and
within natural ecosystems, the built environment, and human systems. The current study examined the
relationship among familial adjustment, adaptive construction of social
reality, and recovery of built environment. A random sample mail survey was conducted on 3,300 earthquake
victims and 993 questionnaires were returned. The survey questionnaire included
the following four scales that measured the family system adjustment on family
cohesion and adaptability, the adaptive construction of new reality as
evidenced by citizenship orientations, the current level of physical and
psychological stress, and a subjective evaluation of life recovery. The results were as follows: (1) Those
families that exhibited high cohesion and a clear leadership structure in the
emergency period were more functional than others. (2) Those families that reported a balanced level of
cohesion and adaptability during the recovery period were the most functional
in promoting present individual recovery and in alleviating current stress. (3) The rise of civic-mindedness was
observed among those who survived the disaster. (4) Those with high civic-mindedness tend to be better
recovered with less current physical and psychological stress. This paper presented a human ecological
model that described the relationships among five components: (1) the
earthquake hazard, (2) built environment conditions such as disruption of the
lifeline and its recovery, (3) opportunity costs for engaging in exchanges with
either basic-trust-based ties or social-trust-based ties, (4) the optimal
family system adjustment to corresponding exchange relations, and (5) adaptive
construction of new social reality.
Human Ecology Framework in Disaster Research
Experiences
from the Great Hanshin-Awaji Earthquake are reminders that everyday life
depends on the smooth interaction of natural ecosystems, the built environment,
and human systems: The extreme natural hazard of January 17, 1995 resulted in
great imbalances among and within each of these three systems.
University
of Chicago philosopher, John Dewey was the first proponent of viewing disaster
as a product of the interaction between society and natural hazards. Dewey saw that the natural world could
be hazardous with high risks of environmental peril in the forms of things like
floods and earthquakes. However,
he did not see that human beings are powerless and simply subject to
environmental problems. Instead,
he emphasized that “environmental problems stimulate inquiry and action, which
transform the environment, engendering further problems, inquiries, actions,
and consequences in a potentially endless chain” (Dewey, 1938, p.28).
In
his dissertation work at the University of Chicago, a geographer Gilbert White
adopted Dewey’s human ecological conceptualization of disaster as well as his
philosophy of the problem solving process. White (1945) was convinced that hazard impacts could be
reduced by means of individual and societal adjustment. Human-ecology-based problem-solving
strategies to disaster consist of five stage cyclical process: (1) hazard
vulnerability assessment, (2) adjustment alternatives identification, (3) human
perception and evaluation of hazard, (4) decision-making process analysis, and
(5) adoption, implementation and evaluation of an adjustment method that was
selected under social constraints (White and Haas, 1975). This adjustment model to disaster has
been influential among disaster researchers and management practitioners for
over the past several decades in the United States (Mileti, 1999).
Human
ecology ideas also flourished among University of Chicago sociologists in the
1930’s through the 1950’s. MacIver
(1931) stressed the adaptive interaction between society and natural
environment, in which the environment both affects and is affected by the life
of human groups. Sociologists of
the Chicago School focused on economic, political, and cultural factors that
determined the ways in which a society adapted to the natural environment. In comparison with White’s disaster
adjustment strategies which are rational, purposeful, and incidental with a
short-time frame, Chicago sociologists paid attention to more long-term, more
collective and less conscious valuation processes which operate in the societal
adaptation to the natural environment (Burton, Kates, & White, 1978;
Mileti, 1999).
Although
the human ecology school in sociology had become inactive by the 1960’s, the
integrative concept of person-in-environment interaction appealed to many
social workers that faced professional identity crises during the 1960’s
between individual change (i.e., casework) and more radical societal change
(i.e., community work) orientations (Perlman, 19[立木1]67).
General Systems Theory seemed to solve this identity dichotomy in the 1970’s
(Pincus & Minahan, 1973) but turned out to be too abstract and
mechanistic. The human ecology
model was introduced in the 1980’s and it explained that social workers deal
with human stress and coping that take place in a person-in-environment interaction
interface. The social work role was
defined to promote adaptive coping in that interface through lessening
stressors and empowering coping resources
(Germain & Gitterman, 1996).
With this framework in mind, the authors of this article were involved
in a variety of relief and recovery assistance efforts including the creation
and management of a volunteer center (Tatsuki, in press), debriefing group work
for mothers of preschoolers (Tatsuki, 1997a, 1997b), and advocacy work on
behalf of those in temporary housing (Hayashi, Maki, & Tatsuki, 1999).
Adjustment
and adaptation to disaster
Through
these experiences, the authors of the present article became aware of two types
of adaptive coping, adjustment and adaptation (Burton Kates, & White,
1978), in operation among individuals, families, small groups, and local
communities. Phase boundaries of
adjustment behaviors have been already discussed elsewhere (Tanaka, Shigekawa,
& Hayashi, 1999; Tatsuki & Hayashi, 1999a). In this paper, adaptive coping is to be analyzed from two
different aspects. One is of a family
system level adjustment and its impact on individual resiliency. Family system adjustment was found to
be incidental and complete in a short time frame; Families re-entered an everyday
style of family functioning by six months after the earthquake event. The other analysis is of a value
system adaptation and its effects on social construction of
civic-mindedness. This paper
argues that both healthy family system functioning and a heightened sense of
civic-mindedness promoted adaptive coping in a post-disaster society.
Coping
adjustment. It is not until the late 1980’s that
coping adjustment to disaster has been empirically and systematically studied
by social and behavioral scientists.
Based on an extensive review on disaster and stress, Gibbs(1989)
concluded that the degree of coping resources determine the prognosis of
psychopathology among impacted victims.
A consensus now exists in traumatic stress research literature with
regard to the importance of coping to disaster (Fairbank, Hansen, &
Fitterling, 1991; Solomon, Mikulincer & Benbenishty, 1991; Becker & Kaplan,
1991; McCammon, Durham, Allison & Williamson, 1988; Green, Lindy &
Grace, 1988; Baum, Fleming & Singer, 1983). Using an integrative conceptual model of disaster and
trauma, Vernberg, Greca, Silverman and Prinstein (1996) studied the impact of Hurricane
Andrew upon stress reactions among children. Four independent variables in their study were (1) exposure
to traumatic events, (2) characteristics of the children, (3) social support,
and (4) coping. Among these four variables,
coping was found to be the strongest alleviating variable against stress
reactions. With regard to the
nature of coping, Solomon, Mikulincer, and Benbenishty (1989) reported those
both emotional and problem-solving copings were the most significant
preventative factors against the development of combat-related Post-Traumatic
Stress Disorders among soldiers. Based on a conceptual clustering of clinical concepts, Lahad
and Cohen (1989) proposed a six dimensional framework to categorize intra- and
inter-psychic coping resources.
Taking the first letter of each dimension, the model is named the
BASIC-Ph model; Belief, Affect, Social, Imagination, Cognitive, and
Physical. This model provides one
of the most comprehensive lists of individual coping resource categories.
Family
system resources were also reported in clinical as well as in research
literature to facilitate individual adjustment to disaster among adults
(Figley, 1988) and children (Benedek, 1985; Pynoos, Goenjian, Tashjian, Karakashian, Manjikian, Manoukian,
Steinberg, & Fairbanks,
1993; Vernberg et al., 1996).
Based on David H. Olson’s Circumplex model of marital and family systems
which will be discussed later in detail, Figley (1988) stressed the importance
of family system resources, namely cohesion and adaptability, for the treatment
of Post-Traumatic Stress Disorders and he outlined a five stage treatment model
to families with Vietnam veterans.
The aforementioned Hurricane Andrew study with children’s traumatic
responses also pointed out that preschoolers are prone to be affected by their
parents’ stress symptoms (Vernberg et al., 1996).
Tatsuki
(1997a, 1997b, 1999b) examined the impact of the Great Hanshin
Earthquake on preschool children and their mothers, and the way the families
coped with traumatic stress. 445
mothers of preschool children residing in the area heavily hit by the
earthquake responded to a questionnaire approximately ten months after the 1995
earthquake. The instruments
included the DSM-IV based Children’s Stress Symptom Scale, a Japanese
translation of the Impact of Event Scale for mothers, the BASIC-Ph scale to
measure mothers’ coping resources, the Circumplex Model-based Family
Adaptability and Cohesion Evaluation Scale at Kwansei Gakuin version 3, and the
Post-Earthquake Daily Hardship Scale.
Structural equation modeling identified that (1) hardships caused by the
earthquake damage were responsible for an increase in mothers’ psychological
stress and affective expression, which in turn caused a higher stress reaction
among their children; (2) mothers reacted to the hardships by empowering
internal and external coping resources of their own but those empowered
resources were used solely to alleviate their children’s stress level; (3) an
automatic jump in the family cohesion in response to disaster stressors was
associated with resiliency in family adaptability; and (4) the mothers' own
stress seemed to have been alleviated by both high cohesion and balanced
adaptability (Tatsuki, 1999b).
The
last point needs to be confirmed by further independent study. Tatsuki’s (1997a, 1997b, 1999b)
findings are based on single shot survey results and did not capture a wider
time frame of adjustment phases.
In order to examine how individuals and families adjusted to the
disaster, this paper intends to examine a more complete process of familial
adjustment that promoted individual stress alleviation and recovery.
Societal
adaptation. In her report for the global assessment
of the 1995 Hanshin-Awaji earthquake counter measures, Lynne Berry, then the
executive director of the Charity Commission for England and Wales, pointed out
the emergence of civic-mindedness as evidenced by a significant flowering of
the volunteer movement in Kobe-Hanshin area over the five years after the
earthquake (Berry, 2000). She made
the following four observations in her assessment: (1) The Non-
Profit-Organization (NPO) sector was beginning to have the characteristics of a
highly organized professional entity.
(2) After huge numbers of people were involved in disaster relief
activities, many individuals and organizations have become committed to make
volunteering activity and membership of NPO organizations a part of local
culture. (3) The local NPO sector
has demonstrated its capacity to deal with divergent communities in the
society. (4) Young people have
found a new vocation and a new purpose in NPOs and the voluntary sector. Berry (2000) was convinced that this
movement had reinforced the growth of a civil society in which non-governmental
bodies and organizations play major roles in the society.
Ideas
of communitarian citizenship as evidenced in Kobe after the 1995 earthquake
date back to Jean-Jacques Rousseau’s call for duties of civic-minded individuals:
In a country that is truly free, the citizens do everything with
their own arms and nothing by means of money; so far from paying to be exempted
from their duties, they would even pay for the privilege of fulfilling them themselves
(Rousseau, 1762/1913, http://www.constitution.org/
jjr/socon_03.htm#015).
In
his observation of the recent revival of citizenship as a theme in contemporary
Western political thought, Burchell (1995) criticizes that those discussions on
citizenship tend to ignore the question of what concrete attributes have been
required of citizens, and how citizens have historically acquired the
attributes to function as responsible civic-minded individuals. In this regard, Kline (1994) emphasizes
that a strongly participatory form of democracy, with a focus on producing and
reproducing civic-mindedness, is equipped with such attributes as the capacity
for independent judgment, self-discipline, initiative, sociability, and
cooperative as well as collective action.
The more concrete attributes of responsible civic-minded individuals are
found in the National Standard of Civics and Government for the United States.
The American early elementary level education standard identifies the following
personal and civic responsibilities (The Center for Civic Education, 1994):
Personal responsibilities, e.g., taking care of themselves,
accepting responsibility for the consequences of their actions, taking
advantage of the opportunity to be educated, supporting their families
Civic responsibilities, e.g., obeying the law, respecting
the rights of others, being informed and attentive to the needs of their
community, paying attention to how well their elected leaders are doing their
jobs, communicating with their representatives in their school, local, state,
and national governments, voting, paying taxes, serving on juries, serving in
the armed forces
This
paper assumes that the above-listed attributes of civic-mindedness can be
measured empirically and that a heightened civic-mindedness can be evidenced
among citizens in the earthquake-hit region. The rise in civic-mindedness can be explained as a
result of adaptive construction of new reality in the post-earthquake turmoil
that emerged among social, built and natural environment interactions. This will be one of the explanations as
to how citizens have acquired the attributes to function as responsible
civic-minded individuals.
Method
Subjects
A random sample mail survey was conducted on
3,300 earthquake victims who experienced severe life difficulties due to the
1995 Hanshin-Awaji earthquake. The sample consisted of two groups. One group
consisted of those who stayed within Hyogo prefecture: 2,500 In-Hyogo residents
were sampled from 250 randomly selected points with a seismic intensity of 7
and/or with a more than two month cut-off from the city gas supply. The other
group consisted of those who left Hyogo prefecture: 800 Out-of-Hyogo residents
were randomly selected from the subscribers' list for a Hyogo Government
newsletter aimed at Out-of-Hyogo residing earthquake victims. 3,300 questionnaires were mailed at the
beginning of March, 1999 and 993 (683 In-Hyogo and 313 Out-of-Hyogo)
questionnaires were returned by the end of March and responses from 623
In-Hyogo (25.7%) and 292 Out-of-Hyogo residents (37.1%) were valid.
Instruments
Based on findings from preceding ethnographic
research, the questionnaire was designed to inquire about life environment at
the 10th, 100th, and 1000th hour as well as at
the sixth month after the onset of the earthquake. These time points were found to correspond with critical
boundaries, which segmented phases of the disaster victims' behavior (Tanaka,
Shigekawa, & Hayashi, 1999).
The survey questionnaire included the following four scales that
measured (1) the family system adjustment on family cohesion and adaptability,
(2) the adaptive construction of new reality as evidenced by citizenship
orientations, (3) the current level of physical and psychological stress, and (4)
a subjective evaluation of life recovery.
(1) Family Adaptability and Cohesion
Evaluation Scale at Kwansei Gakuin IV-16 (FACESKGW-16).
FACESKGIV-16 is a 16-item Thurstone scale, which measures the Circumplex model’s
two dimension, family adaptability and cohesion (Olson, Russell, &
Sprenkle, 1979; Tatsuki, 1999a).
Family adaptability is defined as a family system’s ability to change
its power structure, role relations, and relationship rules in response to a
situational and developmental stress.
Family cohesion is the emotional bonding that family members feel to
each other. Under normal
circumstances, the Circumplex model assumes that a moderate level of family
adaptability and cohesion is optimal; too much or too little adaptability or
cohesion is considered to be dysfunctional. However, families are known to become extreme on either
dimension in order to adjust to crisis situations. FACESKGIV-16 is a shorter and common item version of
FACESKGIV (Tatsuki, 1999) [4] and was
constructed from a preliminary house-visit pilot survey on 200 subjects (139
valid responses) that were drawn from 50 randomly selected points with the same
seismic intensity as the current study (Kawata & Tatsuki, 1999).
(2) The citizenship scale. The
citizenship scale is a 20 question trichotomous instrument that measures
self-governance and community solidarity.
This scale was specifically developed for the current study and is based
on conceptual clustering of the preceding literature on civil society and
civic-mindedness (Rousseau, 1762; Kline, 1994; Burchell,
1995; The Center for Civic Education, 1994).
Each dimension is bipolar.
The self-governance dimension contrasts valuation based on internal
criterion (self-governance) with that based on external/societal
criterion. The community
solidarity dimension contrasts cooperation (community solidarity) with
non-cooperation. For each of 25
items, respondents chose one of the bipolar options on either dimension or a
neutral answer (“cannot decide either”).
(3)
Physical and psychological stress scale. Physical and psychological stress scale consists of 6
physical and 6 psychological stress items. They were selected from a total of 111 stress symptom items
that were parts of the 1995 Japan Red Cross Stress Study (Hayashi, Nishio,
Sugawara, Monma, Kohno, Makishima, Numata, & Nemoto, 1996). Factor analysis with a varimax rotation
of these 12 items in the original Japan Red Cross Study data showed a clear two
factor simplex structure with psychological stress on the first factor and
physiological stress on the second.
(4)
Life recovery scale. Life
recovery scale is a 5-point Liker scale, asks subjective evaluations of life
recovery and satisfaction. Life
recovery items ask about such areas as daily living, work, the meaning of life,
social life, enjoyment, hope, and liveliness of everyday life. Life satisfaction items inquire
satisfaction in everyday life, health, human relationship, household finance,
family life, and work.
Results
Family System Adjustment to the
post-earthquake turmoil
Overall trend. Figure 1 and 2 box-and-whisker plots
illustrate overall trend of family cohesion and adaptability changes
respectively, 100hours, 1,000 hours, and six months after the earthquake. Box-and-whisker plot displays
summarized information of distribution.
The top of the box shows the 75 percentile, the bottom the 25
percentile, and the middle bar indicates the median (50 percentile) scores. A distance between 75 and 25
percentiles is called a mid-spread and any observation within a reach of 1.5
times mid-spread from top and bottom bars is considered to belong to the same distribution.
Those observations that are distributed outside of the mid-spread range are
considered to be outliers and are noted as “0” or “*” (Tukey, 1977).
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Insert Figures 1 & 2 about here
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With regard to the adjustment to the
earthquake, a trace of median points of family cohesion scores indicates a
sudden rise right after the earthquake and a gradual 1-point decline over the
next two to six months period.
Meanwhile, that of family adaptability shows a sudden drop immediately
after the earthquake and a 2-point recovery to a more balanced adaptability
level after two months or 1,000 hours have passed. Furthermore, whereas high variability
characterized the adaptability scores 100 hours after the earthquake, the
scores were distributed more densely around the balanced level at 1,000 hours
and 6 months. This suggests that
emergency family system adjustments to the earthquake turmoil are characterized
by closer family ties (high family cohesion) and by clear parental leadership
(i.e., low family adaptability).
However, the majority of families did not stay at the same level and
returned to a more balanced level over the two months (1,000 hours) to six
months period: Respects for individuality and autonomy (i.e., lowered cohesion)
and for more democratic leadership structure (i.e., more balanced adaptability)
were recovered.
Family cohesion, current stress, and life
recovery. Figure 3
shows distributions of current stress (the Y axis) by family cohesion levels
(the X axis) by time (100 hours, 1,000 hours, and 6 months, respectively). Levels of family cohesion range from “disengaged”,
through “separated” and “connected”, to “enmeshed”. Judging from median point trend, those who reported higher
family cohesion levels (“connected” and “enmeshed”) at the 100th
hour tended to experience lower stress at present (left graph). The similar trend on cohesion and
stress continues to the 1,000th hour (center graph). At the 6th month (right
graph), however, a reversal of the trend appeared at an extremely high cohesion
level (“enmeshed”), suggesting that both extremely low (“disengaged”) and high
(“enmeshed”) cohesion were associated with higher present stress, and that
balanced levels of cohesion (“separated” and “connected”) were related to lower
present stress.
An analysis based on a 25-percentile trend
(the bottom bar of boxes) yielded similar results. This suggests that among those who reported the current
stress level being lower (i.e., below median at each family cohesion level),
linear relationships resulted between cohesion and stress (i.e., the higher
cohesion, the lower current stress) at 100th and 1,000th
hour points. However, a shift from
a linear to curvilinear trend occurred by the 6th month point and
extremely high cohesion as well as extremely low cohesion became less
functional by this time. On the
contrary, the 75-percentile trend analysis (the top bar of boxes) consistently
showed a curvilinear trend between cohesion and current stress. This means that among those who
reported the current stress level being higher (i.e., above median at each
cohesion level), balanced levels of family cohesion had continuously functioned
to lower the current stress. This
conclusion was also supported by outlier analyses. In the current data, outliers were all extremely high stress
observations, suggesting that they may require clinical help. The majority of extremely stressed
outliers were observed at an “enmeshed” cohesion level in each of the 100 hour,
1,000 hour and 6 month graphs.
This again implies that among those who reported the current stress
being extremely high at possibly a clinical level, not only extremely low (“disengaged”)
but also extremely high (“enmeshed”) cohesion was less functional and that
balanced levels of cohesion (“separated” or “connected”) functioned to
alleviate current stress.
Figure 4 shows distributions of current life
recovery (the Y axis) by family cohesion levels (the X axis) by time (100
hours, 1,000 hours, and 6 months, respectively). Median, 75-percentile, and 25-percentil points trend
analyses resulted in generally similar findings as stress. Among those who reported the current
evaluation of life recovery being higher (above median), a linear trend was
observed between family cohesion and life recovery at 100th hour
point (left graph); the more cohesive the higher recovered. However, unlike stress, a curvilinear
trend emerged at as early as 1,000th hour and this trend was
maintained at the 6-month point.
Outlier analyses of each time-point graphs also suggested that most of
extremely low recovery scores were found among “enmeshed” families. On the other hand, mid-range family
cohesion seemed to facilitate higher life recovery among the earthquake
survivors.
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Family adaptability, stress and life recovery.
Figure 5 shows distributions of current stress (the Y axis) by family
adaptability levels (the X axis) by time (100 hours, 1,000 hours, and 6 months,
respectively). Levels of family
adaptability range from “rigid”, through “structured” and “flexible”, to “chaotic”. Median, 75-percentile and 25-percentile
points trend analyses all showed that those who reported lower family
adaptability levels (“rigid” and “structured”) at the 100th hour
tended to experience lower current stress (left graph). At the 6-month point, however, rigid
adaptability was no longer associated with lower stress. Instead, flexible adaptability became
the most optimal for lowering current stress (right graph). This suggests that families adjusted to
the earthquake turmoil by forming a clear leadership structure during the
emergency period, but that the most adaptive family type 6 months after the
earthquake was that which was more democratic in decision-making.
Figure 6 shows distributions of current life
recovery (the Y axis) by family adaptability levels (the X axis) by time (100
hours, 1,000 hours, and 6 months, respectively). Both median and 75-percentile points trend analyses showed
that the families with a clear leadership structure at the 100th
hour but later increased the level of flexibility six months after the
earthquake tended to be better adjusted and recovered than other families.
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Insert Figures 5 & 6 about here
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Adaptive construction of new reality: A rise
of civic-mindedness
Dimensions of citizenship scale. In order to identify basic dimensions of
citizenship, 20-trichotomous questions were asked. A correspondence analysis was conducted to responses to
these questions. The most dominant
solution was a pattern of “cannot decide either” and the second and the third
response patterns were used for further analyses. Figure 7 scatter plot displays item weights for the second
(horizontal axis) and the third (vertical axis) solutions. The second solution differentiated
community solidarity/cooperation (left) and un-cooperation (right)
orientations. Meanwhile, the third
solution differentiated external/societal -criterion-based (top) and
self-governance (bottom) valuations.
Based on these two axes, items were clearly
grouped into four quadrants. The
first quadrant or the top right corner was named self-centeredness, which was
characterized by high un-cooperation and high external criterion-based
valuation. The self-centeredness
items included such wordings as “respect my own rights before anything else”, “blame
someone else for misfortune”, “converse with friends at public speech”, and “don’t
mind preferential treatment for my good”.
While self-centeredness depends on others in
order to feel better off or one-up on others, narcissistic egoism (the bottom
right quadrant) depends on nothing but one’s own value system. Narcissistic egoism items included such
wordings as “sometimes do not keep promise”, “wouldn’t follow a rule if I don’t
like it”, and “avoid any hardship if possible”.
The top left quadrant was named
conformity/obedience, which was characterized by high community solidarity and
high external/societal valuation.
Conformity/ Obedience items included such wordings as “don’t like to
tell a lie”, “keep my word”, “follow rules even if I don’t like it” and “hardship
is a challenge for the future”.
In contrast to conformity/obedience,
civic-mindedness at the bottom left quadrant was characterized by high
self-governance as well as by high community solidarity. Civic-mindedness items included such
phrases as follows:
Self-governance
1. Am not overjoyed with good luck
2. I restrain myself from shameless acts
3. I try to be calm if someone upsets me
4. Balance is important when fulfilling desires
5. I take care of myself
6. I try to keep my word
Community
Solidarity
1. I collaborate with everyone to solve problems
2. I respect other's rights
3. I listen to public speeches quietly
4. I don't do what I don't want to be done to me
5. I initiate conversations with neighbors
6. I take responsibility for consequences
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Reflection on pre- to post-earthquake changes
in civic-mindedness. Respondents were
requested to evaluate their sense of citizenship before and after the
earthquake. Responses from the six
self-governance and six community solidarity items listed above were added for
each occasion and scores were obtained.
Figure 8 indicates that both self-governance (left graph) and community
solidarity (right graph) scores increased from pre- to post-earthquake
time. It should be noted that
although separate scores were obtained from each of the other three quadrants
of self-centeredness, narcissistic egoism, and conformity/obedience, no
apparent change was observed from pre- to post-earthquake times among these
scores. The adaptive nature of
their changed worldview on citizenship was further elaborated in Figure 9,
which shows that those who reported high civic-mindedness (a sum of the
self-governance and community solidarity scores) at post-earthquake time tended
to be better-recovered from the disaster (left graph) and less stressed (right
graph) than those who reported low civic-mindedness. These findings suggest that the earthquake disaster
experiences caused among many survivors a change in their internal value
system, that they constructed a new civic-minded worldview as a result of
adaptation to a new environment, and that these changes in civic-mindedness
were responsible for elevating both their subjective evaluation of life
recovery and their coping with the current life stressors.
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Insert Figures 8 & 9 about here
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Discussion
Family
system adjustment to natural disaster
Based
on single shot survey results obtained from November to December of 1995,
Tatsuki (1997a, 1997b) found that family systems were capable of supporting
their family members by mobilizing coping resources. Tatsuki (1999b) further elaborated the model in which
mothers' emotional and physical stress reactions were accompanied by high
cohesion and an increased adaptability imbalance. Tatsuki (1999b) then further postulated error terms being
negatively correlated between the cohesion and adaptability imbalance. This new model showed a far better fit
(e.g., GFI=.977, AGFI=.960, χ2=51.71, df=32, p=0.0128,
AIC=-12.29) than the previous model (GFI=.976, AGFI=.944, χ2=62.66, df=24, p<0.0001,
AIC=14.66). This new model
suggested that although the family adaptability imbalance increased as a
response to stress, heightened cohesion simultaneously functioned to lessen the
adaptability imbalance. This
implies that family systems were equipped with internal coping/adjustment
processes. The current study confirmed
this process by demonstrating a rise in family cohesion at 100 hours followed
by a recovery of family adaptability balance (i.e., a drop of adaptability
score variance) from 1,000 hours.
The current paper provides not only clear results of how family systems
immediately adjusted to life difficulties in order to alleviate members' stress
but also a wide time frame for how family systems later re-adjusted to
post-earthquake normalcy.
Immediate
adjustment: High cohesion and clear leadership structure. Family was one of the most immediate, reliable, and
proximate social ties to save the lives of family members at the 1995
earthquake. The following excerpt
illustrates the nature of the close family tie that saved a life of a 14-year-old
junior high school student, Kana Fujita (quoted from Kawata et. al., 1999,
p.28):
…A deep heavy sound of the earth followed by the ground
shaking. It occurred in a
moment. In just a short moment, my
house was tilted. A chest of
drawers fell onto my stomach but my father jumped over my body in order to save
me. I was lucky that day. Due to my broken arm, my father was
sleeping beside me so that he could hold my arm while I slept. That was why my father was able to jump
over me so quickly and catch the falling chest on his back. At that time, I was very happy. I felt how wonderful my family was.
The
Kobe experience is not the first time in history for family to play such an
important role in survival. Family
ties were one of the most critical factors that determined life and death among
the 87 people who came to be known as the "Donner party" that were
stranded by heavy snow on an untested wagon route to California in the winter
of 1846 (Burns, 1997). By the time
they were all rescued, forty members died in the Nevada Mountains. The dead were characterized by smaller
kin group size whereas those who survived were characterized by greater kin
group size. Among 25 individuals
between 20 and 39 years old, the survivors had on average 6.8 companion family
members, whereas the dead had only an average of 2.3 family members. In this historical disaster, it appears
that family ties also played a major role in survivorship (Grayson, 1990).
The
current study shed light on the similar immediate family adjustment process in
face of life threatening events by means of a quantitative sampling survey
method. During the turmoil
immediately after the earthquake hazard, family cohesion increased among many
families. This seemed to have
facilitated the empowerment and mutual exchanges of personal as well as
interpersonal coping resources within a family system. At the same time, adaptability or
flexibility in power relation was lowered. This helped many families to exhibit a clearer leadership
structure that was needed in order to solve life threatening emergency
problems. Those families that were
capable of increasing cohesion and lowering adaptability turned out to be more
functional in lessening the respondents' current stress and promoting a sense
of life recovery at present. In
contrast, those families that were disengaged during the first few days after
the earthquake could not increase exchanges of coping resources within family
system and thus failed to support family members. Similarly, those families who did not form a clear
leadership structure during this period could not respond to life threatening
events as promptly as high leadership families. Those families that were judged to be too low on cohesion
and/or too high on adaptability dimensions immediately after the earthquake
turned out to be less functional.
Reentry
to post-earthquake normalcy: Recovery of a cohesion and adaptability balance. Unlike the severe winter storm that forced the Donner party
into an encampment in a deserted mountain range from October of 1846 to April
of 1847, the Kobe earthquake lasted less than thirty seconds. In order to examine how individuals and
families adjusted to the disaster, the current paper attempted to examine a
more complete process of family system coping that promoted individual stress
alleviation and recovery: The
process began with immediate familial adjustment and was completed with
re-adjustment to post-disaster normalcy.
The
current study showed that a turning point appeared around two months (1,000th
hours) after the earthquake and families started to shift preferred level of
closeness and leadership style. By
six months after the earthquake, many families had returned to a more moderate
family functioning style on both cohesion and adaptability dimensions. Those families that still continued to
show too high cohesion or too extreme adaptability were found to be less
functioning in alleviating family members' stress and in promoting a sense of
life recovery. Those once well
functioning families turned out to be as problematic as the other extreme types
of families on the two dimensions.
Women's
Center Hyogo recorded the monthly breakdowns of counseling caseloads from
January 1995 to March 1996 (see Figure 10). Apart from legal issues that arose due to house demolition
and subsequent boundary problems with adjacent neighbors, personal feelings of
"not being able to foresee the future" and "not being able to
control ones own environment" were commonly expressed in counseling
services for any of "life", "mind and body" or
"work" problem categories during the first two months. In March of 1995 or about two months
after the earthquake, however, the number of "human relationship"
category caseloads exceeded that of "mind and body." "Human relationship" became
the top problem category from July 1995 and has continued to be the most
frequently serviced problem at the Center. A majority of "human relationship" problems were
reported to be marital. Center
counselors also stated that they became aware of common marital complaints
among wives who were forced to dwell with in-laws after March of 1995 (Women's
Center Hyogo, 1997).
========================
Insert Figure
10 here
========================
Adaptive
reconstruction of social reality: Emergence of civic-mindedness
The
earthquake experience revealed to many people the importance of self-responsibility
and social ties with others. Kaoru
Kamei who was buried under the debris of her house in Nagata word, recalled her
experience after she was rescued by her neighbors:
Police cars were running around in the neighborhood but were
no help. I approached one patrol
car and reported "There are still people buried under the collapsed houses
in Yon-bancho-Ichi-chome area.
Please come and help!"
In response, a police officer replied "We have requested support from the JSDF" and that
was all. There was no other way
but for neighbors to rescue those who were buried. Although I have never greeted or mingled with those who
lived in a high-rise apartment in front of my house before, the residents from that
building came in a group and rescued many people in our neighborhood. I really want to thank them (Kamei,
2000).
A 66
years old housewife, Mariko Minami also learned a lesson from this
earthquake. She says:
In face of the major natural disaster that we experienced, I
learned that human beings are powerless.
No status, honor, or fortune can help. The only important thing that I learned is that I want to be
a compassionate person who can feel others' pain. I want to be a person who can share even one half of
anything. I want to be a person with
an altruistic heart. That heart
gives people a great courage to stand up again (Minami, 2000).
A
pre- to post-earthquake rise in the sense of civic-mindedness among Kobe
citizens was further confirmed by regional and national attitude surveys. A Kobe city attitude survey was
conducted in September 1999 and the Jiji press asked the same items in the
national opinion survey in December of 1999. For the Kobe city survey, 10,000 questionnaires were mailed
to randomly selected residents and 5,587 questionnaires were returned (55.9
%). This survey was part of an
assessment project on the city's policies and programs aimed for life recovery
of the earthquake victims. One of
the current authors of this paper designed twelve items that asked about
changes in respondents' views regarding self-governance and community
solidarity (items are listed at the bottom of Figure 11). Six items (three obverse and three
reverse keys) were on the self-governance dimension and the other six items
(three obverse and three reverse keys) were on the community solidarity
dimension. Meanwhile, the Jiji
press agreed to include the same twelve items in their national opinion
survey. Researchers visited 2,000
adult males and females at their homes nationwide and 1,357 people (67.9 %)
responded to the researchers' questions.
Figure 9 compares responses from the two surveys. Focusing on obverse key items, Kobe
residents were found to exhibit 10 to 20 % higher rate of civic-mindedness than
the national sample. The current
paper's findings about the rise of civic-mindedness were thus triangulated with
these two more recent survey results.
========================
Insert Figure
11 here
========================
Tatsuki
(1997, 1998, in press) reflected that the earthquake literally changed the way
people constructed the reality of the society. Prior to the earthquake, it was taken for granted that a
statutory body would respond to public needs, and that people would concentrate
almost all of their energy for private profit making (see Figure 12). The earthquake literally shook up this
reality. The government also
became a victim and its public serving functions were paralyzed for about three
months. In this context, people
learned how hard it was to survive as individuals, unconnected to other
people. People then learned that they
themselves, not city officials, could respond to public needs and that people could
serve the public interest.
Reuben
Nelson, a Canadian futurologist, in his keynote speech at the 1998
International Association for Volunteer Efforts Conference, mentioned that
certain conditions allow volunteerism to grow. He mentioned the recognition of a person as an individual
and open psychological space. The
19th century American western frontier is a good example of open
space where a sense of individuality exceeds the values of tradition, authority
and regulations. At the same time,
the harsh environment of the frontier made individuals become inter-dependent. Tatsuki (1997, 1998, in press) claimed
that three months after the earthquake were days of lawlessness. Instead, the people became the
law. People were able to and needed
to govern their own communities:
The earthquake-hit region suddenly became a new urban frontier where a
sense of volunteerism and civic-mindedness became a new reality.
==============================
Insert Figure
12 and Figure 13 about here
==============================
The
structure of the new reality about the society is illustrated in Figure
13. On the top is the statutory or
the government body. On the
bottom, is the non-governmental or voluntary body. From right to left are public and private interests. The emergence of the
statutory-voluntary and public-private axes properly located civic-mindedness
in relationship to other sectors in the society. For example, the top right
quadrant of Figure 13 is where the government responds to public needs by
collecting tax and spending it for public interests. Going counter clock wise, the top left is where the
government takes care of private interests by providing social security and a social
welfare net. The bottom left is
where market behavior takes place.
It deals with private interests by the non-governmental business sector. Finally, the bottom right corner is
where volunteerism, non-governmental, non-profit organization activities, and
philanthropy take place. Public
needs are responded to by the non-governmental voluntary sector in this domain. That is the people-based creation of
public interests, the domain where civic-mindedness plays a major role. This bottom right corner had been a
blind spot for many Japanese people until the Kobe earthquake (Tatsuki, 1997,
1998, in press).
Familial
adjustment and adaptive reconstruction of reality: Trust as a linking agent
According
to Yamagishi (1998), societal conditions determine whether one seeks high commitment
relationships with people within an inner social sphere or one seeks to form
exchange relationships with outsiders.
In a high contingency situation with low opportunity costs, it is more
adaptable to exchange resources within a high commitment social group. Immediately after the earthquake,
people were cut off from public services and left by themselves. There was little alternative to obtain
the necessary coping resources. In
this situation, a high commitment to close family ties enabled mutual support
and quick emergency responses.
After all, the familial relationship is a primal source of basic trust
for safety and security (Erikson, 1950).
In other words, opportunity costs for forming close family ties with a
clear leadership structure were low during this emergency period.
As
soon as two and not later than six months after the earthquake, the basic
lifeline was recovered in the Kobe-Hanshin area. At this time, the opportunity costs for maintaining close
family ties became too high for the following three reasons. Firstly, keeping high cohesion for a
prolonged time period is stressful as predicted by the Circumplex Model of
family systems (Tatsuki, 1999a) and as evidenced by both the current study and
by the Women's Center Hyogo counseling service record. Secondly, thanks to the recovered basic
infrastructure, it became easier to obtain necessary resources from outside of
the family relationship. Finally,
the rise of civic-mindedness, or the sense of self-governance and community
solidarity orientations, also created a new social environment that made people
feel safer about initiating exchange relationships with those who resided
outside of their immediate social sphere.
Societal adaptation to the earthquake disaster galvanized affordance
(Gibson, 1950; Neisser, 1967) to exploring resources beyond close ties in
person-situation interactions.
This may provide insights as to why those who reported a balanced level
of cohesion and adaptability as well as a higher level of civic-mindedness in
the post-emergency period enjoyed a higher sense of recovery from the
earthquake and lower current physical and psychological stress.
Conclusion
The
1995 Great Hanshin-Awaji earthquake resulted in immense imbalances among and
within natural ecosystems, the built environment, and human systems. The current study found some aspects of
human adjustment and adaptation to the natural disaster. During the emergency period, primal
coping resources resided within the family system and prompt responses to the
outside world were essential.
Theoretically, the most optimal type of family system during this time
is high cohesion and low adaptability.
The current study verified that this is indeed the case: Those families that exhibited high
cohesion and a clear leadership structure were more functional than
others. As soon as there was
recovery from the physical damage caused to the basic lifeline and other built
structures, however, more resources became available through social exchanges
with the outside world.
Furthermore, maintaining highly cohesive and highly rigid power
relationships for a prolonged time within the family system was known to become
stressful. At the same time, an
adaptive transformation occurred among many survivors about their worldviews of
society and individuals. The rise
of civic-mindedness created a new social atmosphere that lowered fears and
increased social trust among people and enabled them to reach outside of close
social ties in order to engage in exchange relationships with strangers in the
larger society. The current study
confirmed this model and found that in the recovery period those families most
capable of utilizing both basic trust as well as social trust, i.e., families
with a balanced level of cohesion and adaptability, were the most functional in
promoting present individual recovery and in alleviating current stress.
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[1] The study in this paper is a
part of Japan-U.S. cooperative research in urban earthquake disaster mitigation
sponsored by Monbusho and the National Science Foundation. The Hyogo Earthquake Disaster Memorial
Association also jointly supported the study. This paper was originally entitled “Determinants of the
changes of residence and life reconstruction among the 1995 Kobe earthquake victims”
and was first presented at the 24th Natural Hazard Workshop,
Boulder, Colorado, July 12, 1999.
[2] School of Sociology, Kwansei
Gakuin University, 1 Uegahara, Nishinomiya, Japan.
[3] Disaster Prevention Research
Institute, Kyoto University, Uji, Kyoto, Japan
[4] Several
versions of FACESKGIV are available at http://www-soc.kwansei.ac.jp/tatsuki/FACESKG/FACESindex.html
[立木1]Is casework dead?